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Regulatory Bodies and Regulations

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August 13th, 2015

Write a 3-5 page, APA-formatted paper, with a minimum of two references, on the Securities Act of 1933 and Securities and Exchange Act of 1934.

Research Investopedia articles related to financial or investment fraud (i.e. Bernie Madoff) and analyze the issues in relation the S&E Act of ’34.

You should also address the role of the SEC in relation to financial or investment fraud. What are the responsibilities and/or obligations of the SEC in investigating claims of financial or investment fraud?

Provide suggestions for identifying, reporting, and preventing fraudulent behavior.

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